Search for: "JONATHAN FREEZE" Results 1 - 20 of 140
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9 Nov 2017, 2:45 pm by Adam Weinstein
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) advisor Jonathan Freeze (Freeze), in August 2017, was accused by FINRA of failing to cooperate in an investigation into the circumstances surrounding Freeze’s alleged sale of variable annuities. [read post]
Continue Reading › The post Customers Accuse Ex-Fortune Financial Services Broker Jonathan Freeze of Alternative Investment Fraud appeared first on Investor Lawyers Blog. [read post]
13 Nov 2017, 1:24 pm by Renae Lloyd
PA Financial Advisor Jon Freeze reportedly barred by FINRA over Variable Annuities According to the Financial Industry Regulatory Authority, Jon Freeze (Jonathan Douglas Freeze, CRD #2642023, Canonsburg, Pennsylvania) was issued an AWC on August 14, 2017, in which Freeze was barred from association with any FINRA member in all capacities. [read post]
26 Jan 2010, 12:24 pm by Steve Bainbridge
My friend and UCLA law school colleague Jonathan Zasloff opines on President Obama's soon-to-be-announced budget freeze: If this is true – and right now it is unconfirmed – then there seems little reason to support Obama on anything: President Obama plans to announce a three-year freeze on discretionary, “non-security” spending in the lead-up Wednesday’s State of the Union address, Hill Democratic sources familiar with the… [read post]
30 Nov 2010, 8:47 am by Buce
I feel no particular reason to cheer about the prospect of a federal employee pay freeze: I'm impressed by Jonathan Zasloff's argumente that it is not the park ranger's fault that Wall Street decided to gamble with the global financial system and lost. [read post]
1 Apr 2013, 9:35 pm by Benjamin Wittes
It took only a few minutes from the time I posted my defense of CIA lawyer Jonathan Fredman last night for Marcy Wheeler (aka emptywheel) to begin tweeting bile against both Fredman and me. [read post]
22 Mar 2007, 7:28 pm
posted by Jonathan Alper, asset protection and bankruptcy attorney, Orlando, Florida [read post]
23 Feb 2010, 2:22 pm
* Freezing judicial salaries is unconstitutional, according to a bunch of New York judges -- except for dissenting judge Robert Smith, who argued that there are still plenty of able judges, and chief judge Jonathan Lippman, who had to recuse because he's a plaintiff. [read post]
17 Apr 2013, 1:04 pm by D. Daxton White
According to the Augusta Chronicle, the Attorney General has filed a temporary restraining order to freeze the bank accounts of Jonathan Brooks, J. [read post]
2 Mar 2010, 6:21 am by The Health Law Partners
" Jonathan Blum, director of CMS' Center for Medicare Management, has stated that, CMS' "No. 1 goal is to avoid disrupting payments to physicians during this time. [read post]
1 Dec 2010, 11:13 am by Steve Bainbridge
by Jonathan Zasloff It sure looks like it — in addition to being transparently cynical and a lousy negotiator. [read post]
20 Mar 2022, 5:00 am by jonathanturley
Jonathan Turley is the Shapiro Professor of Public Interest Law at George Washington University. [read post]
20 Feb 2017, 7:33 am
These sanctions would freeze remittances (that is, “hold them hostage”) until Enrique Peña Nieto wired the U.S. sufficient monies for construction. [read post]
20 Feb 2017, 7:33 am by Christine Corcos
These sanctions would freeze remittances (that is, “hold them hostage”) until Enrique Peña Nieto wired the U.S. sufficient monies for construction. [read post]
14 Oct 2013, 9:50 pm by Dennis Crouch
Jonathan Barney and PatentRatings LLC, Docket No. 12-cv-8450 (N.D. [read post]